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Research PaperResearchia:202610.06032

On the Cardinality of Optimal Representations in the Binary-Source Information Bottleneck

Dier Tang

Abstract

The information bottleneck (IB) seeks a representation $U$ of a source $X$ that retains as much information as possible about a target $Y$, subject to a constraint on $I(U;X)$. A classical argument shows that it suffices to consider representations with at most $|\mathcal{X}|+1$ symbols, and this bound is known to be tight whenever $|\mathcal{X}| \geq 3$. We show that the binary case behaves differently: if $X$ is binary and $Y$ is finite, then for every joint distribution of $(X,Y)$ and every r...

Submitted: October 6, 2026Subjects: Mathematics; Mathematics

Description / Details

The information bottleneck (IB) seeks a representation UU of a source XX that retains as much information as possible about a target YY, subject to a constraint on I(U;X)I(U;X). A classical argument shows that it suffices to consider representations with at most ∣X∣+1|\mathcal{X}|+1 symbols, and this bound is known to be tight whenever ∣X∣≥3|\mathcal{X}| \geq 3. We show that the binary case behaves differently: if XX is binary and YY is finite, then for every joint distribution of (X,Y)(X,Y) and every rate constraint, the IB optimum is attained by a binary UU. Hence the bound ∣U∣≤∣X∣+1|\mathcal{U}| \leq |\mathcal{X}|+1 sharpens to ∣U∣≤∣X∣|\mathcal{U}| \leq |\mathcal{X}| for binary sources. The proof combines a separating hyperplane argument with the observation that, for a binary source, the ratio of the second derivatives of the two entropy functions involved is concave.


Source: arXiv:2610.06627v1 - http://arxiv.org/abs/2610.06627v1 PDF: https://arxiv.org/pdf/2610.06627v1 Original Link: http://arxiv.org/abs/2610.06627v1

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Date:
Oct 6, 2026
Topic:
Mathematics
Area:
Mathematics
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